In line with our ongoing efforts to position smallcase as the most trusted investment platform, we have initiated a set of measures effective 25th May 2022.
The measure requires Managers to submit declaration letters and provide required information and documents in the Google form on a periodic basis
1. Declaration: Managers will be sharing declarations regarding the following points through a single declaration letter on a periodic basis:
a. Authorisation for Brand Names: Disclosure that Managers are authorized to use the brand names that are being used by them
b. Regulatory disclosures: Declaration about any actions taken by the regulatory bodies in India
c. PAN & Date of Birth: PAN & Date of Birth of all the directors of the company, this information is required for AML and other similar checks
2. Information and Documents: A Google form needs to be filled out for our internal quality testing purposes
Process to be followed :
The smallcase Publisher team will share the Declaration Letter via email with the available information pre-filled in the Letter.
Managers will have to provide the necessary information and send a digitally signed copy of the Declaration Letter through the registered email
Managers are required to provide detailed information and attach relevant proofs in the Google form shared via email.
Applicable for: All Managers on the platform