Overview

Compliance report for RIA managers tracking client counts and fees by period. Segmented by Individual/Non-Individual.

Refresh Rate: 15 minutes

 

Field Reference

  • Number of Clients at end of previous period

  • Number of Clients acquired during the period

  • Number of Client relationships that ended during the period

  • Number of Clients at end of the period

  • Details of Fees collected (in Rs.)

 

When to Use This Report

  • To submit this in SEBI periodic compliance filings. 

  • Always verify data before submission.

 

Frequently Asked Questions

Q: What counts as a "client relationship"?

  • A client with an active subscription in the reporting period.