This report contains sensitive client data including full PANs and financial details.

Refresh Rate: 15 minutes

Columns to REMOVE Before Submission

  • Client Pan card (full PAN)

  • Multiple Risk Profile

  • % MAX AuA

  • % AuA

  • Total AUA Amount (Rs.) during inspection period (MAX)

 

All Fields

See main comprehensive overview for complete field list.

 

Critical Notes

  • Any client who paid fees in a given FY is included

  • Agreement Date = first subscription date

  • Refunds are factored in

  • Type of Entity must be filled by manager before submission

 

Frequently Asked Questions

Q: Which PAN field is safe to keep?

  • Client pan card (masked) - shows only the last 2 characters. The unmasked Client Pan card must be removed.

 

Q: What if I'm unsure about any field?

  • Contact the smallcase team BEFORE submitting to regulators.